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Volume 8, Issue 1 Truth,
Justice, and Reconciliation in Abstract: This essay identifies a number of problematic issues concerning transitional justice and restorative justice in particular and suggests that they can be fruitfully explored through thoughtful examination of the truth-seeking projects of this issue's case countries: South Africa, Rwanda and Sierra Leone. One debate is whether political transitions genuinely require a unique type of justice or whether transitional justice results from a mere political choice which compromises justice. A second issue concerns transitional justice's goals. Related to this issue is the lack of clarity concerning the criteria for a successful transitional judicial structure. A third debate is whether truth commissions do actually bring healing and reconciliation among former enemies. Finally, there is a set of very practical concerns that need attention: what are the ideal balances between trials and truth commissions, domestic and international initiatives, efficiency and effectiveness? Pardon rather
than punishment, or pardon for the many alongside punishment of the few, has
become a trend for transitional societies coming out of eras marked by
intrastate conflict. Restorative justice, which favors reconciliation among
former foes over punishment of perpetrators of crimes, has been increasingly
applied since 1974, with truth commissions implemented in approximately two
dozen countries around the world. Most prominent among these in Africa has been
South Africa’s Truth and Reconciliation Commission, but Rwanda, Sierra Leone,
the Central African Republic, Ghana, Morocco and Nigeria have also embarked
on “truth telling” processes that emphasize
reconciliation. Moreover, the Kenyan
government recently announced that it will establish its own truth commission
by the end of 2004, and peace agreements in This essay
identifies a number of problematic issues raised in the literature concerning
transitional justice in general as well as restorative justice in particular
and introduces the three case study countries highlighted in this special
issue. In the articles that follow,
authors analyze transitional justice efforts in ISSUES During the ongoing wave of democratic
transformations, one can observe a “paradigm shift” in the means by which new
leaders address their nations’ violent past.[1] There is a new commitment at both domestic
and international levels to bring justice and healing to people who have
experienced gross human rights atrocities perpetrated by ousted regimes or
rebel groups. Political leaders and legal theorists have argued that learning
the truth about past human rights violations and punishing those responsible
for them are prerequisites for the establishment of democracy and respect for
the rule of law. Thus, they call for structures of transitional justice during
an interim period to confront the crimes of the past in order to lay the
foundations for legitimate judicial systems and democratic norms. Such
structures have included the ad hoc international criminal tribunals for the
former Transitional justice processes have
inspired a growing field of study. Legal scholars tackle theoretical and
ethical issues surrounding transitional justice norms, participants and
researchers have analyzed a number of transitional justice institutions, and a
small number of scholars have published comparative studies.[2] A survey of the literature reveals that a
number of significant issues concerning transitional justice and its structures
continue to bedevil practitioners attempting to implement it and scholars
hoping to conceptualize or interpret it. This essay highlights four such issues.
First, there is disagreement over whether political transitions genuinely
require a unique type of justice -- one that emphasizes reconciliation as
opposed to strict retributive justice -- or whether transitional justice
results from a mere political compromise in which “justice becomes the casualty
of a political calculation.”[3] In short, are structures of transitional
justice only “second best” options?
Second is the question of whether processes of transitional justice have
a consistent set of goals, with a
related issue being the lack of clarity within the literature concerning the
criteria for a successful transitional judicial process or specific structure.
Third is the debate surrounding the oft-repeated assertion that truth
commissions can heal individuals and nations, bringing reconciliation among
former enemies. Fourth and finally, there is a set of very practical concerns
that require attention, including determination of what are the ideal balances
between trials and truth commissions, domestic and international initiatives, efficiency
and effectiveness. Scholars have not reached a consensus
on whether the unique economic, social, and political features of transitional
periods legitimately demand a response to past human rights crimes that favors
reconciliation over retribution. Is the granting of conditional amnesty to
those who confess to crimes before a truth-seeking body, for example, a
political expedient that significantly compromises justice? Or is it an appropriate policy within the
context of the many challenges facing a society in political
transformation? Ruti Teitel, for example, stresses the
limited character of transitional justice and takes note of the compromises to
formal justice that it entails.[4] Some scholars emphasize that political
compromises necessarily determine the formation, mandates, and operations of
courts and truth commissions, consequently limiting their effectiveness.[5] Others do not see transitional structures
like truth commissions as inferior to formal court systems.[6]
They emphasize that transitional societies face an array of challenges and
therefore must ask different things of justice structures than those asked of
formal courts in established democracies. Transitioning societies may value
peace and reconciliation more than retribution. Therefore, restorative
structures may indeed be the best judicial option.[7] Another difficulty concerns the goals
transitional justice processes can be expected to achieve. If transitional
justice is inherently different from justice in established democracies, the unique services it employs should be
identifiable. If this process is implemented during a finite period, the way in
which transitional justice alters society should also be identifiable. Any
evaluation of the success of such institutions must be done with a firm
understanding of the goals of transitional justice, yet consensus on what these
goals should be is largely missing from the academic literature. Elizabeth Evenson identifies four
general goals of transitional justice: “providing for individual criminal
accountability, deterrence, and punishment, and establishing a common truth
about the past which can carry the society forward in a process of healing and reconciliation.”[8] However, she notes that the individual
context of each country will shape its specific goals. Likewise, Miriam Aukerman identifies five separate goals for any
justice process -- retribution, deterrence, rehabilitation, restoration, and
condemnation/social solidarity -- among which political leaders choose based on
their societies’ unique needs and characteristics.[9] We believe that careful evaluation of
specific structures is needed in order to discover what these mechanisms
actually achieve. Anyone seeking to evaluate mechanisms of transitional justice
will soon discover few criteria against
which to judge them. However, Priscilla Hayner's work is a notable exception.
In her path-breaking comparison of truth commissions, she identified some of
their basic requirements. According to Hayner, truth commissions should: operate
impartially free of political interference, have adequate resources and access
to the information they deem necessary, be implemented as quickly as possible
after the period they are expected to investigate, work for a limited specified
period, and be empowered to make widely and expeditiously distributed
recommendations for further action to governments with the expectation that
those recommendations will be considered seriously.[10] Hayner proposes examining three
distinct elements to evaluate the success of a truth commission: the commission’s process, product, and
eventual impact. The process is judged by “the degree to which it engages the public in
understanding unknowns (or in admitting that they have been denied) . . .
whether it gains full participation from all actors in the course of its
investigations, including former perpetrators; and whether its work is positive
and supportive to victims and survivors.”[11] The commission’s final written product should
be evaluated according to “the extent of truth that is revealed, as well as its
proposals for reparations and reform.”[12] Regarding its impact, Hayner notes that “the
degree to which the commission’s work contributes to long-term reconciliation,
healing, and reform will be determined in large part by whether perpetrators or
state officials acknowledge and apologize for wrongs, whether and how the
commission’s report is distributed and put to use, and whether its core
recommendations are implemented.”[13] These guidelines pertain exclusively to truth
commissions. There is no consensus concerning even a rudimentary set of
criteria against which to measure the success of other transitional justice
institutions, such as ad hoc international criminal tribunals or hybrid courts. A third problem is that scholars and
practitioners engage in assertions about what these structures can do but
rarely test those assumptions. Common wisdom asserts that truth commissions
promote individual healing and reconciliation, which leads to national healing
and reconciliation, which in turns provides a bedrock for democracy. But, as
Tristan Borer notes in this issue, no one has yet proven that truth commissions
secure their supposed benefits, such as healing, truth, and national
reconciliation. In fact, a few scholars are beginning to conclude that the
evidence is decidedly mixed.[14] Brandon Hamber and Richard Wilson, for
example, reject entirely the metaphor of national healing arguing, “Nations do
not have collective psyches which can be healed, nor do whole nations suffer
post-traumatic stress disorder and to assert otherwise is to psychologize an
abstract entity which exists primarily in the minds of nation-building
politicians.”[15] In an important study of Finally, a number of practical
questions about the choice of transitional justice mechanisms require
additional attention. One fundamental question asks under what conditions
should a society turn to trials, or truth commissions, or both. Miriam Aukerman
sees a “prosecution preference” at work in the international legal community.[17]
The work of Diane Orentlicher reflects this perspective although she does note
that there are conditions under which prosecuting those in the past regime
accused of human rights violations is unwise.[18] This approach argues that support for the rule
of law and human rights norms can not be established among a society while an
impotent judicial system allows prominent criminals to enjoy impunity. In contrast, other observers,
particularly those who argue that retribution is only one of the goals of
transitional justice mechanisms, see wisdom in preferring restorative judicial
bodies. Brian Walsh, for example, concludes that prosecutions of human rights
violators can jeopardize a reconciliation process.[19] Other
writers are concerned that the bipolar nature of trials, in which prosecutions
tend to make a clear distinction between the innocent and the guilty, makes
them entirely inappropriate for redressing the systemic exploitation and
violence which many transitioning societies have experienced.[20] Elin Skaar concludes that whether a new
government chooses truth commissions, trials or nothing, “depends on the
relative strength of demands from the public and the outgoing regime, the
choice tending towards trials as the outgoing regime becomes weaker and towards
nothing as the outgoing regime becomes stronger, with truth commissions being
the most likely outcome when the relative strength of the demands is roughly
equal.”[21] Her study explains why one option is selected
over another but does not address the issue of whether that option was the best
possible choice. Some writers, particularly those who
share Martha Minow’s realization of “the incompleteness and inescapable
inadequacy of each possible response to collective atrocities,” suggest that
structures of retributive and restorative justice can coexist during a
transition.[22] Elizabeth Evenson believes that with careful
planning, coexisting trials and truth commissions can be complimentary. She
argues that “truth commissions can augment the work of prosecutions in
establishing accountability for widespread human rights abuses.”[23] Further research is needed to determine under
what circumstances two structures may indeed be better than one and how to
achieve cooperation between them. What should be the appropriate role for
the international community in establishing structures of transitional
justice? The spectrum of recent judicial
responses to human rights abuses runs from external justice, such as the
extreme universal jurisdiction asserted by the Belgian legislature in its
proposed prosecution of Israeli Prime Minister Ariel Sharon through the United
Nations’ International Criminal Tribunals and the International Criminal Court,
to the “internationalized internal processes” of the UN-funded courts for
Sierra Leone and East Timor, to finally the entirely domestic processes at the
other extreme such as South Africa’s truth commission and Rwanda’s gacaca.[24] Neil Kritz addresses the question of how to
determine when international or national mechanisms are required. For
Kritz, “the best scenario would be for
the international community to provide appropriate assistance to enable a
society emerging from mass abuse to deal with the issues of justice and
accountability itself.”[25] However, since local judicial structures are
usually decimated or compromised where societies have recently experienced
widespread abuse, it is often “incumbent upon the international community to
take on the task of accountability for the abuses in question.”[26] Even if one shares Kritz’s commitment to
building domestic judicial competencies, assessing the appropriate balance
between domestic and international actors in any specific context will be
tricky. Finally, empirical studies of specific
courts and commissions are needed to identify operational lessons. In a recent
study, Joanna Quinn and Mark Freeman surveyed
individuals who worked in the truth commissions of CASES We turn now to the three African
experiments of transitional justice examined in this issue – It has been argued that two features of
How did the truth commission work?
At the Human Rights Violations Committee hearings, a select group of
victims testified publicly about how they had suffered. About one tenth of the
20,000 deponents testified – a very small number out of a national population
of 43 million. Still, anecdotal evidence
suggests that for many who addressed the commission, the value of telling one’s
story before a supportive audience was significant. Referring to the
psychological value of testifying, one witness said: “When the officer tortured
me at that time in A second committee, the Amnesty
Committee, held hearings for those who admitted having committed crimes.
Approximately 7,000 applicants applied for amnesty. However, many were common
criminals hoping to convince the commissioners that they had political -- not
criminal -- motives, and only a few were top leaders of the apartheid system.
Nearly half of the applicants were from the African National Congress.[36] Contrition was not a requirement for
amnesty, and indeed many applicants did not apologize for their actions. In the
end, amnesty was granted to approximately 16% of the applicants.[37] Thus, out of a population of 43 million
people, only about one thousand individuals acknowledged their responsibility
for apartheid’s crimes, receiving amnesty and reintegration back into society. Scholars debate the advisability of
offering amnesty. In promising amnesty to apartheid killers, did the ANC choose
a more comfortable political expedient and found a new democracy on a flawed
judicial response to a systemic crime against humanity? Mahmood Mamdani argues that the TRC resulted
in “an institutionally produced truth, as the outcome of a process of
truth-seeking, one whose boundaries were so narrowly defined by power and whose
search was so committed to reinforcing the new power, that it turned the
political boundaries of a compromise into analytical boundaries of
truth-seeking.”[38] Did the government compromise justice in its
effort to provide an interpretation of apartheid crimes that would facilitate
reconciliation among the races? If so,
is this a failure of transitional justice or a strength of such a response to
atrocities? The South African case can provide
empirical evidence to help scholars make more informed evaluations of
transitional justice. However, such work will require identification of the
means to judge the TRC’s impact. For example, how can we know whether
reconciliation emerged from the TRC?
What does reconciliation look like?
Who becomes reconciled? In
her contribution to this special edition, Tristan Borer addresses this
challenge directly by identifying the multiple meanings of reconciliation used
by people inside and outside of Borer
draws cautionary lessons for any future effort to analyze similar truth-seeking
transitional structures. She emphasizes testing the argument that truth leads
to reconciliation, rather than simply asserting it. Testing requires a clear
definition of reconciliation and the identification of ways to observe it. Only
then, she asserts, can any future truth
commission tailor its work to achievable goals that scholars can evaluate
according to clear criteria. Also
in this volume, historians Jacobus du Pisani and Kwang-Su Kim evaluate the
TRC’s work as a process of historical research, and its final report as an
interpretation of the apartheid period. They identify many significant flaws in
the TRC’s work, such as its dependence upon subjective truths submitted in
unverified individual testimony, but also show how these very shortcomings
bring constructive challenges to the authority and relevance of history as an
academic discipline. They see the TRC as initiating a “democratized
history-making process” in Joining
the debate over the appropriate goals for truth commissions and what they
ultimately contribute to reconciliation, Du Pisani and Kim argue strongly that
truth commissions ought not to be expected to uncover “the truth” about a
violent past. From the outset “the TRC had to pursue historical truth not for
its own sake, but in the service of reconciliation and nation-building,” which
therefore imposed “a discursive framework on testifiers” and the way in which
their evidence was interpreted in the commission’s report. Du Pisani and Kim
lament that the TRC’s work gave the impression of a nation having achieved
closure after its apartheid past. Rather, they call upon historians to remain
“committed to the never ending debate of history and not to the type of closure
sought by priests and politicians.” They
conclude that while truth commissions can dramatically enliven a society’s
confrontation with its past, they can make only a partial contribution to using
history as “an essential tool in re-defining national identity.” At the same
time as South Africans went to the polls to elect their first democratic
government, Rwandans 2,000 miles to the north were perpetrating the fastest
genocide in recorded history. Beginning in April 1994, Hutus massacred 800,000
Tutsis over one hundred days in an effort to thwart the power-sharing
arrangement mandated by the Arusha Peace Accords of 1993.[39]
The Tutsi-led Rwandan Patriotic Front
eventually defeated the Hutu-led interim government and ended the genocide. In stark contrast to South African’s
experiment with restorative justice, Rwandans asked for United Nations
assistance to establish a structure for retributive justice. Archbishop Tutu
had urged Rwandans to forego punishment in favor of pardon fearing that “justice with ashes” would be the outcome of
the Rwandan effort to punish the perpetrators of the genocide.[40] Instead, the UN Security Council established
the International Criminal Tribunal for Rwanda (ICTR) in 1994 to prosecute the
masterminds of the genocide. Political and
cultural factors in large part explain However, by 1999 the government “recognized that some
measured use of the restorative justice approach might indeed better serve the
country’s needs.”[42] A traditional method of conflict resolution
-- gacaca -- was resurrected to deal with the situation. Practical
considerations played a major role in The traditional
system of gacaca existed from the pre-colonial times into the 1990s. It was
used alongside the formal judicial system at the local level, especially in
settling family disputes and minor offenses between neighbors. Intended
primarily to restore social order, traditional gacaca meted out punishments
with the intention of restoring harmony between the community and those
responsible for discord. Now resurrected to deal with crimes more serious than
those for which it was originally intended, gacaca began on a national level in
November 2002 and most cells began work in 2003. Gacaca
encompasses three important features of relevance to broader experiments of
reconciliatory justice. First, gacaca rewards those who confess their crimes
with the halving of prison sentences. As a result, 60,238 prisoners have
confessed to participating in the genocide. Second, gacaca law highlights
apologies. Part of the procedure of the
traditional gacaca system, apology has been maintained in the new variant as an
important ingredient to promote reconciliation. Third, reparations to victims
is a cornerstone of gacaca. Those found guilty must contribute to a
compensation fund and/or perform community service. Klaas de Jonge of Penal
Reform International applauds this form of direct reparations as it will
contribute something tangible to improve victims’ lives.[44] In
her contribution to this volume, Alana Tiemessen addresses a number of these
questions. She reviews the differences between restorative and retributive
justice and demonstrates their different norms at work in the gacaca and in the
International Criminal Tribunal for Tiemessen
notes the problems raised in In an attempt
to deal with the crimes committed during a long and brutal civil war in which
50-75,000 perished, two million people were displaced, and thousands of
civilians were mutilated, Sierra Leone has embarked on a two-pronged process.
The persons “who bear the greatest responsibility” for crimes against humanity,
war crimes, and other serious violations of humanitarian law will be tried in a
UN-funded Special Court, and others (both perpetrators and victims) were heard
in a South African-styled Truth and Reconciliation Commission.[45] But the two institutions have two very
different objectives: the The Sierra
Leone Truth Commission (SLTRC), established in July 2002 by an act of
Parliament, began gathering statements in December 2002 from citizens of all
war time affiliations and commenced public hearings in April 2003.[47] Its mandate was to create an impartial record
of human rights violations committed during the war (1991 to 1999), and to
address the conflict’s root causes. Its ultimate goal, according to President
Tejan Kabbah, was nothing less than “the reconciling of our population.” [48] After many delays, the truth commission’s
final five volume report was presented to President Kabbah in October 2004. At
the time of writing, the report had not been widely disseminated or read. The SLTRC is a
uniquely designed structure. It resembles the South African model in being
headed by a religious leader, Joseph Humper, Bishop of the Despite the
lack of incentives, some perpetrators did in fact come before the TRC. While
former combatants hesitated to testify at the early hearings, once it was seen
that the By August 2003, the TRC had taken 8000
statements from victims, perpetrators, and witnesses. 350 witnesses testified
publicly.[52] Most likely there would have been more hearings,
and more witness statements taken, had there been more generous funding for the
TRC.[53] The TRC was able to facilitate
victim-offender mediation in some cases where the victims welcomed it. Each
week, a reconciliation ceremony was held where perpetrators and victims could
come together. Many of those who acknowledged their crimes were baptized
through a special cleansing ceremony and thereby ritually reintegrated into the community.[54] On the issue of apology and forgiveness, TRC
Chair Bishop Humper stated: “We will not expect you [victims] to forget, but we
will expect you to forgive. And the message to the perpetrator will be that by
our own cultural standard [there is] a duty to express remorse, to confess, and
to accept forgiveness. Because forgiveness cannot come on a silver platter.”[55] Compensation
for victims is critical to the success of The Beth
Dougherty’s article addresses a number of these questions with an examination
of Dougherty’s
article confronts the possibilities and pit-falls of concurrent retributive and
restorative justice structures. She analyzes the working relationship between CONCLUSION All of the
authors in this volume call for modest expectations of transitional justice
institutions. Tristan Borer carefully demonstrates that NOTES:
[1]
Kritz, 1996, p. 128.
[2]
Examples of theoretical literature include Allen, 2001; Aukerman, 2002; Biggar,
2001; Kritz, 1995; Minow, 1998; Posner and Vermeule, 2004; Sriram, 2003;
Teitel, 2000. See on
[3]
Allen, 2001, p. 315.
[4]
Teitel, 2000; see also Gutmann and Thompson, 2000.
[5]
Bass, 2000; Lanegran, 2003, 2005; Mertes, 2000.
[6]
See Biggar, 2001b; Hayner, 2001, p. 88.
[7]
See Allen, 1999; Aukerman, 2002; Zalaquett, 1995.
[8]
Evenson, 2004, p. 761.
[9]
Aukerman, 2002.
[10]
Hayner, 1994.
[11]
Hayner, 2001, p. 252.
[12]
Ibid.
[13]
Ibid.
[14]
Allen, 2001; Hayner, 2001.
[15]
Hamber and Wilson, 2002, p. 36.
[16]
Gibson, 2004.
[17]
Aukerman, 2002, p. 39.
[18]
Orentlicher, 1995.
[19]
Walsh, 1996.
[20]
Bass, 2000; Humphrey, 2003.
[21]
Skaar, 1999, p. 1110.
[22]
Minow, 1998, p. 5.
[23]
Evenson, 2004, p. 752.
[24]
Sriram, 2003, p. 313.
[25]
Kritz, 1996, p. 148.
[26]
Kritz, 1996, p. 147.
[27]
Quinn and Freeman, 2003, p. 1124.
[28]
Quinn and Freeman, 2003, p. 1147.
[29]
Graybill, 2005.
[30]
See Kistner, 1996; Storey, 1997; Tutu, 1999. 77% of South Africans identify
themselves as Christians.
[31]
See Walshe, 1995.
[32]
Mbiti, 1969, pp. 108-109.
[33]
Chapman and Spong, 2003.
[34]
Cited by Meiring, 2000, p. 50.
[35]
Cited by Hamber, 1999, p. 5.
[36]
Lodge, 2003, p. 185.
[37]
7,094 individuals applied for amnesty;
1,160 were granted amnesty.
[38]
Mamdani, 2000, pp. 177-8.
[39]
Some 10,000-30,000 moderate Hutus opposed to the genocide were murdered as
well.
[40]
Cited
by Gevisser, 1996.
[41]
Des Forges, 1999, pp. 245-248.
[42]
Cobban,
2002.
[43]
Gacaca courts will prosecute cases ranging from property crimes (heard at the
smallest, or cellule, level) to assaults (heard at the next higher
level) through to intentional and unintentional homicides (at the top level).
Those accused of sexual crimes or organizing or inciting genocide will be tried
in the formal courts if they do not come before the ICTR.
[44]
Cited in Stockman, 2000, p. 37.
[45]
No more than 15-30 individuals are likely to be indicted. See International Crisis
Group,
[46]
Vincent, 2002.
[47]
There were 4 combatant groups: Revolutionary United Front (RUF), Sierra Leone
Armed Forces, Armed Forces Ruling Council (AFRC), and Civil Defense Force(CDF).
[48]
Adongo, 2003.
[49]
One of the three international commissioners, Yasmin Sooka, a South African
human rights lawyer, served on the SATRC.
[50]
Schabas, 2003, p. 1051.
[51]
Hayner, 2004.
[52]
Ibid.
[53]
The operating budget for the SLTRC was US $4.5 million for one year, which came
mainly from international donors.
[54]
Hayner, 2004, p. 5.
[55]
“
[56]
Schabas, 2003, p. 1046.
[57]
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In Neil Kritz (ed.), Transitional Justice: How Emerging Democracies Reckon with Former Regimes, Vol. 1 - General Considerations (Washington: United States Institute of Peace, 1995): 3-31. Lyn Graybillis an independent scholar affiliated with the Center for the Study of Mind & Human Interaction (CSMHI) and an adjunct professor at the Sam Nunn School of International Affairs at Georgia Institute of Technology. She is the author of Religion and Resistance Politics in South Africa (Praeger, 1995) and of Truth and Reconciliation in South Africa : Miracle or Model? (Lynne Rienner, 2002). She is co-editor with Kenneth W. Thompson of Africa 's Second Wave of Freedom: Development, Democracy, and Rights (University Press of America, 1998). Kimberly Lanegran is Assistant Professor of Political Science at Hood College . Her recent publications are "Truth Commissions, Human Rights Trials and the Politics of Memory," Comparative Studies of South Asia , Africa and the Middle East 25, no. 1, (2005) and "Confronting Human Rights Abuses: Lessons from African Institutions." Journal of Development Alternatives and Area Studies 22, nos. 1 & 2 (2003). Reference Style: The following is the suggested format for referencing this article: Lyn Graybill and Kimberly Lanegran. "Introduction to Special Issue on TRCs: Truth, Justice, and Reconciliation in Africa: Issues and Cases" African Studies Quarterly 8, no.1: (2004) [online] URL: http://web.africa.ufl.edu/asq/v8/v8i1a1.htm |
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